Search Result

61 - 80 of 1504 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

As Published: 2014

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

SUP 10C.14 Changes to an FCA-approved person’s details

As Published: 2015

SUP 10C.14 Changes to an FCA-approved person’s details

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

SYSC 1.4 Application of SYSC 11 to 28

As Published: 2006

SYSC 1.4 Application of SYSC 11 to 28

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate