Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

…

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

…

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

…

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

…

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DTR 1.3 Information gathering and publication

FEES 5.9 Leaving the Financial Ombudsman Service

EG 13.1 Introduction

COLL 4.2 Pre-sale notifications

PRIN 1.2 Clients and the Principles

SUP 11.5 Notifications by firms

COBS 21.2 Rules for firms engaged in linked long-term insurance business

SUP 11.2 Purpose

COLL 9.3 Section 272 recognised schemes

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agents?

PERG 4.2 Introduction

SUP 12.9 Record keeping

DTR 4.2 Half-yearly financial reports

PERG 2.2 Introduction