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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.18 Counter-Terrorism Act 2008

As Published: 2016

EG 19.18 Counter-Terrorism Act 2008

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EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

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REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

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COBS 14.4 Provision of information by an intermediate Unitholder

As Published: 2011

COBS 14.4 Provision of information by an intermediate Unitholder

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REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

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PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

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COND 1.1A Application

As Published: 2013

COND 1.1A Application

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SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

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IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

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LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

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FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

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SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

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SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

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PERG 15.2 General

As Published: 2011

PERG 15.2 General

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

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DTR 1.3 Information gathering and publication

As Published: 2016

DTR 1.3 Information gathering and publication

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