Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

LR 6.5 Controlling shareholders

As Published: 2017

LR 6.5 Controlling shareholders

…

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

CASS 10.1 Application, purpose and general provisions

SUP 13.6 Changes to branches

COBS 20.2 Treating with-profits policyholders fairly

COND 1.2 Purpose

DEPP 3.4 Urgent supervisory notice cases

SUP 14.6 Cancelling qualification for authorisation

SUP 1A.1 Application and purpose

FEES 7.1 Application and Purpose

RCB 3.2 Annual confirmations of compliance and asset pool monitor

SUP 16.7A Annual report and accounts

MAR 10.2 Position limit requirements

EG 19.1 Introduction

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

EG 19.15 The conduct of investigations under the Money Laundering Regulations

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

PERG 9.6 The investment condition (section 236(3) of the Act): general

PR 3.1 Approval of prospectus

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

LR 6.5 Controlling shareholders

COLL 11.6 Winding up, merger and division of master UCITS