Search Result

361 - 380 of 1299 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 19.5 Independent governance committees (IGCs)

As Published: 2015

COBS 19.5 Independent governance committees (IGCs)

SYSC 22.4 Drafting the reference: detailed requirements for full scope regulatory reference firms

As Published: 2016

SYSC 22.4 Drafting the reference: detailed requirements for full scope regulatory reference firms

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

SUP 10C.13 Variation of conditional and time-limited approvals

As Published: 2015

SUP 10C.13 Variation of conditional and time-limited approvals

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

PERG 15.3 Payment services

As Published: 2009

PERG 15.3 Payment services

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

PERG 13.2 General

As Published: 2011

PERG 13.2 General

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

SUP 10C.2 Purpose

As Published: 2015

SUP 10C.2 Purpose

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

MIPRU 5.2 Use of intermediaries

As Published: 2006

MIPRU 5.2 Use of intermediaries

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose