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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

DEPP 6A.2 Deciding whether to take action

As Published: 2013

DEPP 6A.2 Deciding whether to take action

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

As Published: 2016

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

EG 4.14 Joint investigations with the PRA

As Published: 2016

EG 4.14 Joint investigations with the PRA

IFPRU 2.2 Internal capital adequacy assessment process

As Published: 2014

IFPRU 2.2 Internal capital adequacy assessment process

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

COND 1.1A Application

As Published: 2013

COND 1.1A Application

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

PR App 1.1

As Published: 2005

PR App 1.1

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk