Search Result

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

…

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

…

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MCOB 1.2 General application: who? what?

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

EG 9.4 Prohibition orders against exempt persons and members of professional firms

SUP 18.4 Friendly Society transfers and amalgamations

SYSC 4.1 General requirements

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

SUP 16.22 Reporting under the Payment Accounts Regulations

GEN 1.3 Emergency

SUP 5.1 Application and purpose

DTR 8.2 Approval as a primary information provider

LR 1.4 Miscellaneous

IFPRU 4.3 Guidance on internal ratings based approach: high level material

PERG 2.11 Persons who are exempt for credit-related regulated activities

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

COLL 6.9 Independence, names and UCITS business restrictions

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

APER 1.1A Application

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

COCON 1.1 Application

MAR 4.3 Support of the Takeover Panel's Functions