Search Result

241 - 260 of 1482 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

BIPRU 12.2 Adequacy of liquidity resources

As Published: 2009

BIPRU 12.2 Adequacy of liquidity resources

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

SYSC 4.6

As Published: 2015

SYSC 4.6

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

COBS 11.6 Use of dealing commission [deleted]

As Published: 2007

COBS 11.6 Use of dealing commission [deleted]

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

FEES 11.2 Pensions guidance providers’ levy

As Published: 2015

FEES 11.2 Pensions guidance providers’ levy

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping