Search Result

161 - 180 of 359 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

As Published: 2015

IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

IFPRU 5.2 Advanced Measurement Approach permission

As Published: 2014

IFPRU 5.2 Advanced Measurement Approach permission

IPRU-INV 9.2 GENERAL REQUIREMENTS

As Published: 2016

IPRU-INV 9.2 GENERAL REQUIREMENTS

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

As Published: 2007

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

CASS 7.12 Organisational requirements: client money

As Published: 2017

CASS 7.12 Organisational requirements: client money

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

IFPRU 2.1 Application and purpose

As Published: 2016

IFPRU 2.1 Application and purpose

CONC 2.10 Mental capacity guidance

As Published: 2014

CONC 2.10 Mental capacity guidance

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries