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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

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EG 5.5 The settlement discount scheme

As Published: 2015

EG 5.5 The settlement discount scheme

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CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

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CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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IPRU-INV 14.1 APPLICATION

As Published: 2015

IPRU-INV 14.1 APPLICATION

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MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

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FEES 12.2 FOS ADR levy

As Published: 2015

FEES 12.2 FOS ADR levy

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CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

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FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

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SUP 15.12 Ongoing alerts for retail adviser complaints

As Published: 2015

SUP 15.12 Ongoing alerts for retail adviser complaints

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IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

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REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

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BIPRU 12.3 Liquidity risk management

As Published: 2010

BIPRU 12.3 Liquidity risk management

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PERG 15.5 Negative scope/exclusions

As Published: 2015

PERG 15.5 Negative scope/exclusions

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CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

As Published: 2014

CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

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PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

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GENPRU 1.1 Application

As Published: 2006

GENPRU 1.1 Application

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BIPRU 9.3 Requirements for originators and sponsors

As Published: 2010

BIPRU 9.3 Requirements for originators and sponsors

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LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

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