Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

…

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

…

COBS 15.5 Special situations

As Published: 2007

COBS 15.5 Special situations

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

APER 3.1 Introduction

SUP 17A.2 Connectivity with FCA systems

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

PERG 4.2 Introduction

PERG 7.2 Introduction

IPRU-INV 5.1 Application

FEES 11.2 Pensions guidance providers’ levy

IFPRU 8.2 Large Exposures

MCOB 2.7 Application to electronic media and distance communications

IFPRU 11.2 Individual recovery plans

SUP 13.3 Establishing a branch in another EEA State

PERG 8.33 Introducing

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

PERG 8.7 Engage in investment activity

SUP 13.4 Providing cross border services into another EEA State

PERG 2.2 Introduction

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy