Search Result

221 - 240 of 1741 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

COND 1.1A Application

As Published: 2013

COND 1.1A Application

SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

PERG 13.2 General

As Published: 2011

PERG 13.2 General

EG 6.2 Publicity during, or upon the conclusion of regulatory action

As Published: 2015

EG 6.2 Publicity during, or upon the conclusion of regulatory action

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2014

PERG 4.10 Exclusions applying to more than one regulated activity

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations