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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

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REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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SYSC 4.9

As Published: 2015

SYSC 4.9

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IPRU-INV 1.2 APPLICATION

As Published: 2015

IPRU-INV 1.2 APPLICATION

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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CASS 7.16 The standard methods of internal client money reconciliation

As Published: 2014

CASS 7.16 The standard methods of internal client money reconciliation

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SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

MCOB 14.1 Handbook provisions which apply in respect of MCD article 3(1)(b) credit agreements

SUP 11.1 Application

SUP 5.6 Confidential information and privilege

EG 8.3 Use of the own-initiative powers in urgent cases

SUP 2.4 'Mystery shopping'

CONC 1.1 Application and purpose

PERG 15.2 General

BIPRU 2.2 Internal capital adequacy standards

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

SUP 18.3 Insurance business transfers outside the United Kingdom

PERG 14.4A Activities relating to regulated sale and rent back agreements

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)