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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

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SYSC 19D.3 Remuneration principles

As Published: 2017

SYSC 19D.3 Remuneration principles

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SYSC 19A.3 Remuneration principles for IFPRU investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for IFPRU investment firms

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SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

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CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

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COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

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SUP 13A.2 EEA firms and Treaty firms

As Published: 2009

SUP 13A.2 EEA firms and Treaty firms

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Similar To

SUP 5.1 Application and purpose

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

SUP 10C.10 Application for approval and withdrawing an application for approval

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

PERG 8.14 Other financial promotions

GENPRU 2.2 Capital resources

SUP 15.2 Purpose

FEES 7.2 The CFEB levy

MAR 10.3 Position management controls

LR 8.7 Supervision of sponsors

REC 3.25 Significant breaches of rules and disorderly trading conditions

REC 2.9 Transaction recording

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation