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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

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SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

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LR 13.7 Circulars about purchase of own equity shares

As Published: 2007

LR 13.7 Circulars about purchase of own equity shares

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SUP 10A.5 Significant-influence functions

As Published: 2015

SUP 10A.5 Significant-influence functions

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PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

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IPRU-INV 9.3 CALCULATING INITIAL CAPITAL

As Published: 2015

IPRU-INV 9.3 CALCULATING INITIAL CAPITAL

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IPRU-INV 14.5 GROUP FINANCIAL RESOURCES REQUIREMENT

As Published: 2015

IPRU-INV 14.5 GROUP FINANCIAL RESOURCES REQUIREMENT

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FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

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SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

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SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

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IPRU-INV 5.1 Application

As Published: 2016

IPRU-INV 5.1 Application

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PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2017

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

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PERG 17.5 The meaning of advice

As Published: 2014

PERG 17.5 The meaning of advice

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REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

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CASS 11.10 Payments to creditors

As Published: 2014

CASS 11.10 Payments to creditors

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CASS 9.2 Prime broker's daily report to clients

As Published: 2010

CASS 9.2 Prime broker's daily report to clients

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FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

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MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

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SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

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IPRU-INV 5.8 Calculation of own funds and liquid capital

As Published: 2016

IPRU-INV 5.8 Calculation of own funds and liquid capital

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