Search Result

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

…

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

…

SUP 16.19 Immigration Act compliance reporting

As Published: 2014

SUP 16.19 Immigration Act compliance reporting

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

COBS 19.5 Independent governance committees (IGCs)

LR 3.4 Debt and other securities

COLL 12.1 Introduction

LR 2.1 Preliminary

TC 2.2A Time limits

DISP App 3.1 Introduction

MCOB 5A.6 Other information

IFPRU 2.1 Application and purpose

DISP App 1.1 Introduction

APER 2.1A The Statements of Principle

PERG 8.4 Invitation or inducement

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

PERG 13.4 Financial instruments

LR 16.3 Listing applications

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration