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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

DTR 1.1 Application and purpose (Disclosure guidance)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure guidance)

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

EG 2.4 Case selection: Unauthorised business

As Published: 2016

EG 2.4 Case selection: Unauthorised business

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

IPRU-INV 11.3 DETAIL OF MAIN REQUIREMENTS

As Published: 2019

IPRU-INV 11.3 DETAIL OF MAIN REQUIREMENTS

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

EG 7.9 Suspensions of voting rights

As Published: 2016

EG 7.9 Suspensions of voting rights

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

REC 1.2 Purpose, status and quotations, notes or references

As Published: 2004

REC 1.2 Purpose, status and quotations, notes or references

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

As Published: 2016

EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy