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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

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SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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EG 12.1 The FCA’s general approach

SUP 10C.15 Forms and other documents and how to submit them to the FCA

LR 3.3 Shares

ICOBS 8.4 Employers’ Liability Insurance

LR 5.4A Transfer between listing categories

IFPRU 11.2 Individual recovery plans

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

MAR 10.4 Position reporting

REC 4.2C Control over a UK RIE

EG 19.15 The conduct of investigations under the Money Laundering Regulations

EG 16.2 Disapplication orders

SUP 10C.9 Minimising overlap with the PRA approved persons regime

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

MAR 10.5 Other reporting, notifications and information requirements

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

SUP 15.6 Inaccurate, false or misleading information

SUP 9.2 Making a request for individual guidance

LR 2.2 Requirements for all securities