Search Result

601 - 620 of 1537 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

SUP 10C.5 FCA governing functions: Executive

As Published: 2015

SUP 10C.5 FCA governing functions: Executive

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

IFPRU 2.1 Application and purpose

As Published: 2016

IFPRU 2.1 Application and purpose

GEN 2.1 Introduction

As Published: 2004

GEN 2.1 Introduction

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

CONC 2.2 General principles for credit-related regulated activities

As Published: 2015

CONC 2.2 General principles for credit-related regulated activities

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

EG 8.1 Introduction

As Published: 2016

EG 8.1 Introduction

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC