Search Result

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

…

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

…

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

…

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

…

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

…

CONC 7.5 Pursuing and recovering repayments

As Published: 2014

CONC 7.5 Pursuing and recovering repayments

…

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

…

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

…

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 4.12 Search and seizure powers

REC 6.5 FCA decision on recognition

SUP 5.2 The FCA’s power

EG 16.4 The effect of a disapplication order

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

FEES 6.7 Payment of levies

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

MAR 5.10 Operation of an SME growth market

LR 7.2 The Listing and Premium Listing Principles

IFPRU 6.1 Market risk requirements

PERG 2.3 The business element

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation