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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

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SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

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GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

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PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

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SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

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COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

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SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

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DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

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BIPRU 7.8 Securities underwriting

As Published: 2018

BIPRU 7.8 Securities underwriting

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PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

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MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

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REC 4.2D Suspension and removal of financial instruments from trading by the FCA

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

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REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

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PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

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