Search Result

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DISP App 1.5 Additional considerations

PERG 1.5 What other guidance about the perimeter is available from the FCA?

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

COLL 7.7 UCITS mergers

PR 5.3 Certificate of approval

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

COND 1.1A Application

REC 2A.3 Guidance on RAP recognition requirements

COLL 11.2 Approval of a feeder UCITS

COLL 7.6 Schemes of arrangement

GEN 6.1 Payment of financial penalties

SUP 10A.17 Further questions

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

EG 6.1 Publicity during FCA investigations

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

SUP 16.17 Remuneration reporting

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent