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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

As Published: 2016

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

EG 2.9 FCA guidance and supporting materials

As Published: 2016

EG 2.9 FCA guidance and supporting materials

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

SUP 10C.13 Variation of conditional and time-limited approvals

As Published: 2015

SUP 10C.13 Variation of conditional and time-limited approvals

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

SUP 10A.15 References and accurate information

As Published: 2016

SUP 10A.15 References and accurate information

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

EG 4.12 Search and seizure powers

As Published: 2016

EG 4.12 Search and seizure powers

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

IFPRU 11.5 Intra-group financial support

As Published: 2016

IFPRU 11.5 Intra-group financial support

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

SYSC 19D.3 Remuneration principles

As Published: 2017

SYSC 19D.3 Remuneration principles

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices