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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

…

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

…

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

…

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

…

DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

…

EG 19.23 Electronic Money Regulations 2011

As Published: 2016

EG 19.23 Electronic Money Regulations 2011

…

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

…

MCOB 4.4A Initial disclosure requirements

As Published: 2012

MCOB 4.4A Initial disclosure requirements

…

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

…

BIPRU 5.3 On balance sheet netting

As Published: 2007

BIPRU 5.3 On balance sheet netting

…

PERG 4.6 Advising on regulated mortgage contracts

As Published: 2006

PERG 4.6 Advising on regulated mortgage contracts

…

COBS 14.4 Provision of information by an intermediate Unitholder

As Published: 2011

COBS 14.4 Provision of information by an intermediate Unitholder

…

CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

…

SYSC 4.9

As Published: 2015

SYSC 4.9

…

SYSC 22.6 Giving and updating references: additional rules and guidance for SMCR firms

As Published: 2016

SYSC 22.6 Giving and updating references: additional rules and guidance for SMCR firms

…

DTR 1.5 Fees and sanctions

As Published: 2005

DTR 1.5 Fees and sanctions

…

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

…

EG 8.8 Other relevant powers

As Published: 2017

EG 8.8 Other relevant powers

…

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

…

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

…

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