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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

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REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

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SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

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SYSC 22.5 Giving references: additional rules and guidance for all firms

As Published: 2016

SYSC 22.5 Giving references: additional rules and guidance for all firms

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SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

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SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

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LR 8.4 Role of a sponsor: transactions

PERG 8.2 Introduction

REC 6A.1 Exercise of passport rights by EEA market operator

EG 9.6 Applications for variation or revocation of prohibition orders

PR 4.1 Use of languages

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

MAR 10.1 Application

REC 2.7 Access to facilities

EG 19.7 The Open-Ended Investment Companies Regulations 2001

MAR 8.3 Requirements for benchmark administrators [deleted]

SUP 11.9 Changes in close links

COND 2.2 Location of offices

PRIN 1.2 Clients and the Principles

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration