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EG 13.3 Petitions for administration orders or compulsory winding up orders: determining whether a company or partnership is unable to pay its debts

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REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

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GEN 1.2 Referring to approval by the FCA

As Published: 2005

GEN 1.2 Referring to approval by the FCA

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COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

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SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

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SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

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REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

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COLL 2.1 Authorised fund applications

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

SUP 15.4 Notified persons

REC 2.4 Suitability

DEPP 6A.2 Deciding whether to take action

REC 2.3 Financial resources

PERG 5.13 Appointed representatives

PERG 5.11 Other aspects of exclusions

DTR 6.2 Filing information and use of language

REC 4.6 The section 296 power to give directions

EG 13.3 Petitions for administration orders or compulsory winding up orders: determining whether a company or partnership is unable to pay its debts