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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

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SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

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RCB 6.2 Policy on decision and warning notices

As Published: 2008

RCB 6.2 Policy on decision and warning notices

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SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

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FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

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REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

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SUP 12.5 Contracts: required terms

COLL 12.3 EEA UCITS management companies

RCB 1.1 Introduction to sourcebook

EG 4.11 Approach to interviews and interview procedures

REC 3.15 Suspension of services and inability to operate facilities

LR 19.1 Application

LR 17.1 Application

LR 6.14 Shares in public hands

REC 2A.4 Power and procedure for RAP penalties and censures

SUP 15.13 Notification by CBTL firms

LR 13.2 Approval of circulars

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation