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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

…

COCON 2.3 Firms: training and breaches

As Published: 2015

COCON 2.3 Firms: training and breaches

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SUP 10A.16 How to apply for approval and give notifications

SYSC 1.4 Application of SYSC 11 to 28

EG 16.2 Disapplication orders

SUP 8.1 Application and purpose

FEES 13.1 Application and purpose

MAR 8.3 Requirements for benchmark administrators [deleted]

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

SUP 15.5 Core information requirements

PERG 8.4 Invitation or inducement

PERG 8.21 Company statements, announcements and briefings

EG 7.2 Alternatives to sanctions

PR 4.2 Third country issuers

COLL 9.2 Section 264 recognised schemes

DISP 1.10A Complaints data publication rules

SUP 3.3 Appointment of auditors

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

PR 4.1 Use of languages

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

COCON 2.3 Firms: training and breaches