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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

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DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

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PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

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EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

As Published: 2018

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

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SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

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COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

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PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

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SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

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REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

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Similar To

DISP 1.3 Complaints handling rules

GEN 4.1 Application

FEES 7.2 The CFEB levy

LR App 1.1 Relevant definitions

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

SUP 16.7A Annual report and accounts

BIPRU 8.7 Consolidated capital resources requirements

PR 5.3 Certificate of approval

COLL 6.13 Record keeping

DTR 5.4 Aggregation of managed holdings

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation