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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

MCOB 5A.6 Other information

As Published: 2015

MCOB 5A.6 Other information

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

SUP 10A.17 Further questions

As Published: 2013

SUP 10A.17 Further questions

MCOB 7.6 Mortgages: event-driven information

As Published: 2004

MCOB 7.6 Mortgages: event-driven information

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

CONC 8.3 Pre contract information and advice requirements

As Published: 2014

CONC 8.3 Pre contract information and advice requirements

PERG 13.2 General

As Published: 2011

PERG 13.2 General

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

As Published: 2014

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

As Published: 2007

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

SYSC 4.7

As Published: 2015

SYSC 4.7

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

SYSC 19D.2 General requirement

As Published: 2015

SYSC 19D.2 General requirement

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

As Published: 2006

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

CASS 7.16 The standard methods of internal client money reconciliation

As Published: 2014

CASS 7.16 The standard methods of internal client money reconciliation

SYSC 21.1 Risk control: guidance on governance arrangements

As Published: 2010

SYSC 21.1 Risk control: guidance on governance arrangements

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

LR 6.2 Historical financial information requirements

As Published: 2017

LR 6.2 Historical financial information requirements

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

As Published: 2007

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions