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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

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COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

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REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

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EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

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Similar To

ICOBS 8.4 Employers’ Liability Insurance

SUP 10C.11 Statements of responsibilities

SUP 13.7 Changes to cross border services

SYSC 18.3 Internal arrangements

PERG 9.10 Significance of being an open-ended investment company

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

MAR 10.4 Position reporting

PERG 10.5 Employers and affinity groups (such as trade unions)

SUP 8.3 Applying for a waiver

PERG 8.12 Exemptions applying to all controlled activities

COCON 4.2 Specific guidance on senior manager conduct rules

SUP 13.12 Sources of further information

SYSC 4.7

GEN 2.2 Interpreting the Handbook

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

REC 3.3 Waivers

COLL 4.2 Pre-sale notifications

COND 2.5 Suitability

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative