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DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

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SUP 16.21 Reporting under the MCD Order for CBTL firms

As Published: 2016

SUP 16.21 Reporting under the MCD Order for CBTL firms

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IPRU-INV 5.6 Qualifying subordinated loans

As Published: 2016

IPRU-INV 5.6 Qualifying subordinated loans

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SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

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LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

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FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

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CONC 6.7 Post contract: business practices

EG 2.10 Industry guidance

DEPP 3.1 The Regulatory Decisions Committee

EG 19.18 Counter-Terrorism Act 2008

EG 4.14 Joint investigations with the PRA

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FIT 2.2 Competence and capability

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IFPRU 1.3 Supervisory benchmarking of internal approaches for calculating own funds requirements

CONC 4.2 Pre-contract disclosure and adequate explanations

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SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

BIPRU 13.7 Contractual netting

FEES 2.3 Relieving Provisions

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures