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DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

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FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

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IPRU-INV 9.5 CALCULATION OF OWN FUNDS

As Published: 2015

IPRU-INV 9.5 CALCULATION OF OWN FUNDS

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SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

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PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

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PERG 8.32 Arranging deals in investments

As Published: 2017

PERG 8.32 Arranging deals in investments

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TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

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CONC 4.7

As Published: 2014

CONC 4.7

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CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

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FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

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COCON 3.1 General factors for assessing compliance

As Published: 2016

COCON 3.1 General factors for assessing compliance

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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DTR 8.2 Approval as a primary information provider

As Published: 2014

DTR 8.2 Approval as a primary information provider

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EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

As Published: 2016

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

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PERG 6.2 Purpose of guidance

As Published: 2005

PERG 6.2 Purpose of guidance

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SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2006

SUP App 2.7 Capital resources below the level of individual capital guidance

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LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

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COCON 2.1 Individual conduct rules