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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

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COLL 6.11 Risk control and internal reporting

As Published: 2011

COLL 6.11 Risk control and internal reporting

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EG 5.2 When settlement decisions may take place

As Published: 2016

EG 5.2 When settlement decisions may take place

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

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EG 11.3 The FCA’s choice of powers

BIPRU 7.8 Securities underwriting

COLL 6.10 Senior personnel responsibilities

COLL 6.1 Introduction and Application

CASS 8.3 Records and internal controls

MCOB 8.5A Advised sales

LR 12.1 Application

CONC 8.3 Pre contract information and advice requirements

CASS 6.7 Treatment of custody assets after a failure

CONC 2.10 Mental capacity guidance

EG 18.1 Cancellation on the FCA’s own-initiative

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

EG 20.3 Decision making under the CCA Order

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974