Search Result

381 - 400 of 1537 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2018

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

REC 3.5 Disciplinary action and events relating to members of the management body

As Published: 2013

REC 3.5 Disciplinary action and events relating to members of the management body

EG 13.12 Insolvency regime and relevant sections of the Act

As Published: 2016

EG 13.12 Insolvency regime and relevant sections of the Act

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

SUP 10C.2 Purpose

As Published: 2015

SUP 10C.2 Purpose

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

As Published: 2016

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

FEES 11.1 Application, purpose and background

As Published: 2015

FEES 11.1 Application, purpose and background

ICOBS 6.1 Providing product information to customers: general

As Published: 2007

ICOBS 6.1 Providing product information to customers: general

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application