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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 2.1 Application and purpose

As Published: 2016

IFPRU 2.1 Application and purpose

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PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

As Published: 2007

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

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PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

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MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

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CONC 2.10 Mental capacity guidance

As Published: 2014

CONC 2.10 Mental capacity guidance

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DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

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MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

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COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

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SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

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MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

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IFPRU 3.3 Basel 1 floor

As Published: 2014

IFPRU 3.3 Basel 1 floor

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IFPRU 4.9 Stress tests

As Published: 2014

IFPRU 4.9 Stress tests

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IFPRU 10.6 Application on an individual and consolidated basis

As Published: 2014

IFPRU 10.6 Application on an individual and consolidated basis

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SUP 10C.11 Statements of responsibilities

As Published: 2015

SUP 10C.11 Statements of responsibilities

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SUP 16.19 Immigration Act compliance reporting

As Published: 2014

SUP 16.19 Immigration Act compliance reporting

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