Search Result

201 - 220 of 1427 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

EG 19.32 The Payment Accounts Regulations 2015

As Published: 2016

EG 19.32 The Payment Accounts Regulations 2015

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

EG 19.20 Payment Services Regulations 2017

As Published: 2016

EG 19.20 Payment Services Regulations 2017

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2013

PERG 4.5 Arranging regulated mortgage contracts

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

As Published: 2016

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

IFPRU 4.3 Guidance on internal ratings based approach: high level material

As Published: 2014

IFPRU 4.3 Guidance on internal ratings based approach: high level material

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions