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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

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COBS 1.1 General application

As Published: 2007

COBS 1.1 General application

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IPRU-INV 14.2 SCOPE OF CONSOLIDATION

As Published: 2015

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

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REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

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CREDS 8.2 Reporting requirements

As Published: 2012

CREDS 8.2 Reporting requirements

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PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

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COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

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IPRU-INV 1.2 APPLICATION

As Published: 2015

IPRU-INV 1.2 APPLICATION

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

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MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

As Published: 2017

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

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PERG 4.16 Mortgage activities

As Published: 2015

PERG 4.16 Mortgage activities

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PR 3.3 Advertisements

As Published: 2012

PR 3.3 Advertisements

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FEES 6.6 Incoming EEA firms

As Published: 2007

FEES 6.6 Incoming EEA firms

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DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

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IFPRU 11.2 Individual recovery plans

As Published: 2016

IFPRU 11.2 Individual recovery plans

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IPRU-INV 5.8 Calculation of own funds and liquid capital

As Published: 2016

IPRU-INV 5.8 Calculation of own funds and liquid capital

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

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DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

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DEPP 4.2 Urgent statutory notice cases

As Published: 2011

DEPP 4.2 Urgent statutory notice cases

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