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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

EG 12.4 Liaison with other prosecuting authorities

As Published: 2016

EG 12.4 Liaison with other prosecuting authorities

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

IFPRU 4.6 Internal ratings based approach: probability of default

As Published: 2014

IFPRU 4.6 Internal ratings based approach: probability of default

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

DISP 3.9 Delegation of the Ombudsman's powers

As Published: 2003

DISP 3.9 Delegation of the Ombudsman's powers

COBS 19.1 Pension transfers, conversions, and opt-outs

As Published: 2007

COBS 19.1 Pension transfers, conversions, and opt-outs

EG 19.19 Insurance Accounts Directive (Lloyd’s Syndicate and Aggregate Accounts) Regulations 2008

As Published: 2016

EG 19.19 Insurance Accounts Directive (Lloyd’s Syndicate and Aggregate Accounts) Regulations 2008

DTR 3.1

As Published: 2005

DTR 3.1

CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

CASS 11.10 Payments to creditors

As Published: 2014

CASS 11.10 Payments to creditors

IPRU-INV 9.6 NON-FINANCIAL RESOURCE REQUIREMENTS

As Published: 2015

IPRU-INV 9.6 NON-FINANCIAL RESOURCE REQUIREMENTS

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

BIPRU 11.4 Technical criteria on disclosure: General criteria

As Published: 2007

BIPRU 11.4 Technical criteria on disclosure: General criteria

MCOB 10A.1 Calculation of the APRC

As Published: 2015

MCOB 10A.1 Calculation of the APRC