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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

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FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

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MAR 6.3A Quality of execution

As Published: 2017

MAR 6.3A Quality of execution

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MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

As Published: 2017

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

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CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

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REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

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SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

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MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

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CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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CASS 9.1 Application

As Published: 2010

CASS 9.1 Application

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MAR 5A.7 Monitoring compliance with the rules of the OTF

As Published: 2017

MAR 5A.7 Monitoring compliance with the rules of the OTF

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MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

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SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2006

SUP App 2.7 Capital resources below the level of individual capital guidance

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SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

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SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

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IPRU-INV 4.3 SPECIFICATION OF OBJECTIVE

As Published: 2015

IPRU-INV 4.3 SPECIFICATION OF OBJECTIVE

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LR 15.1 Application

As Published: 2005

LR 15.1 Application

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COLL 4.1 Introduction

As Published: 2013

COLL 4.1 Introduction

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EG 2.6 Assisting overseas regulators

As Published: 2016

EG 2.6 Assisting overseas regulators

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