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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 5.4 Appointment and reporting process

As Published: 2016

SUP 5.4 Appointment and reporting process

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

DTR 5.6 Disclosures by issuers

As Published: 2010

DTR 5.6 Disclosures by issuers

LR 6.15 Shares of a non-EEA company

As Published: 2017

LR 6.15 Shares of a non-EEA company

COBS 10.1 Application

As Published: 2007

COBS 10.1 Application

COBS 18.9 ICVCs

As Published: 2007

COBS 18.9 ICVCs

IFPRU 10.6 Application on an individual and consolidated basis

As Published: 2014

IFPRU 10.6 Application on an individual and consolidated basis

LR 17.1 Application

As Published: 2005

LR 17.1 Application

DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

IPRU-INV 5.1 Application

As Published: 2016

IPRU-INV 5.1 Application

PERG 4.15 Mortgage activities carried on by 'packagers'

As Published: 2005

PERG 4.15 Mortgage activities carried on by 'packagers'

PERG 6.1 Application

As Published: 2005

PERG 6.1 Application

PERG 8.32 Arranging deals in investments

As Published: 2017

PERG 8.32 Arranging deals in investments

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2018

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

PERG 4.16 Mortgage activities

As Published: 2015

PERG 4.16 Mortgage activities

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs