Search Result

861 - 880 of 1059 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

SUP 16.20 Submission of recovery plans and information for resolution plans

As Published: 2015

SUP 16.20 Submission of recovery plans and information for resolution plans

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

IPRU-INV 11.1 INTRODUCTION

As Published: 2015

IPRU-INV 11.1 INTRODUCTION

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

PERG 17.3 What the advice must be about

As Published: 2014

PERG 17.3 What the advice must be about

SUP 10A.5 Significant-influence functions

As Published: 2015

SUP 10A.5 Significant-influence functions

CONC 5A.6 Interpretation

As Published: 2015

CONC 5A.6 Interpretation

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

SUP 10C.15 Forms and other documents and how to submit them to the FCA

As Published: 2015

SUP 10C.15 Forms and other documents and how to submit them to the FCA

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

MCOB 3A.1 Application and purpose

As Published: 2015

MCOB 3A.1 Application and purpose

EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek

As Published: 2016

EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek

COBS 3.1 Application

As Published: 2007

COBS 3.1 Application

COCON 4.1 Specific guidance on individual conduct rules

As Published: 2015

COCON 4.1 Specific guidance on individual conduct rules