Search Result

861 - 880 of 1524 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 12.4 Investment recommendations

As Published: 2007

COBS 12.4 Investment recommendations

MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

SUP 16.22 Reporting under the Payment Accounts Regulations

As Published: 2016

SUP 16.22 Reporting under the Payment Accounts Regulations

REC 1.1 Application

As Published: 2005

REC 1.1 Application

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

FEES App 1 Annex 2 Further information on fees

As Published: 2012

FEES App 1 Annex 2 Further information on fees

PRIN 2.1 The Principles

As Published: 2017

PRIN 2.1 The Principles

FEES App 1 Annex 3 Emergencies

As Published: 2012

FEES App 1 Annex 3 Emergencies

COBS 11.6 Use of dealing commission [deleted]

As Published: 2007

COBS 11.6 Use of dealing commission [deleted]

IPRU-INV 5.7 Qualifying property and qualifying undertakings

As Published: 2016

IPRU-INV 5.7 Qualifying property and qualifying undertakings

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

COBS 9.3 Guidance on assessing suitability

As Published: 2013

COBS 9.3 Guidance on assessing suitability

MCOB 5A.6 Other information

As Published: 2015

MCOB 5A.6 Other information