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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

…

MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

…

EG 8.1 Introduction

As Published: 2016

EG 8.1 Introduction

…

DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

…

GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

…

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

…

CONC 15.1 Application

As Published: 2014

CONC 15.1 Application

…

SUP 10A.5 Significant-influence functions

As Published: 2015

SUP 10A.5 Significant-influence functions

…

CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

…

BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS

…

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

…

EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

…

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

…

APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

…

DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

…

SUP 17A.1 Application

As Published: 2017

SUP 17A.1 Application

…

PERG 4.4 What is a regulated mortgage contract?

As Published: 2005

PERG 4.4 What is a regulated mortgage contract?

…

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

…

MCOB 3A.1 Application and purpose

As Published: 2015

MCOB 3A.1 Application and purpose

…

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

As Published: 2007

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

…

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