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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

COBS 6.4 Disclosure of charges, remuneration and commission

As Published: 2007

COBS 6.4 Disclosure of charges, remuneration and commission

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

CONC 7.13 Data accuracy and outsourced activities

As Published: 2015

CONC 7.13 Data accuracy and outsourced activities

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

FEES 12.1 Application and Purpose

As Published: 2015

FEES 12.1 Application and Purpose

FEES 12.3 Late payments and recovery of unpaid levies

As Published: 2015

FEES 12.3 Late payments and recovery of unpaid levies

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

EG 4.11 Approach to interviews and interview procedures

As Published: 2016

EG 4.11 Approach to interviews and interview procedures

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

SUP 1A.3 The FCA's approach to supervision

As Published: 2013

SUP 1A.3 The FCA's approach to supervision

SYSC 13.2 Purpose

As Published: 2006

SYSC 13.2 Purpose