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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

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MCOB 8.6A Execution-only sales

As Published: 2012

MCOB 8.6A Execution-only sales

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EG 13.1 Introduction

COBS 12.2 Investment research and non-independent research

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

DEPP 6.7 Discount for early settlement

APER 4.2 Statement of Principle 2

COBS 18.8 OPS firms - non scope business [deleted]

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

SUP 15.7 Form and method of notification

MAR 7A.3 Requirements for algorithmic trading

SUP 16.4 Annual controllers report

COLL 11.2 Approval of a feeder UCITS

IFPRU 1.2 Significant IFPRU firm

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

CREDS 9.2 Reporting

MIPRU 4.2 Capital resources requirements

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)