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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

LR 13.6 Related party circulars

As Published: 2007

LR 13.6 Related party circulars

SUP 8A.2 Introduction and conditions

As Published: 2014

SUP 8A.2 Introduction and conditions

MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings

EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction