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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

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COBS 9.3 Guidance on assessing suitability

As Published: 2013

COBS 9.3 Guidance on assessing suitability

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DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

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CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

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MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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BIPRU 4.8 The IRB approach: Purchased receivables

As Published: 2006

BIPRU 4.8 The IRB approach: Purchased receivables

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IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

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COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

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DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

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COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

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MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

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DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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PERG 13.2 General

As Published: 2011

PERG 13.2 General

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PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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