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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

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RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

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EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

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SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

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COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

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FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

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COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

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BIPRU 9.3 Requirements for originators and sponsors

As Published: 2010

BIPRU 9.3 Requirements for originators and sponsors

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APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

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REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

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SYSC 9.2 Credit institutions providing account information services or payment initiation services

As Published: 2018

SYSC 9.2 Credit institutions providing account information services or payment initiation services

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MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

As Published: 2017

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

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COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

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EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

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FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

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LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

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PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

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MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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