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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IPRU-INV 14.5 GROUP FINANCIAL RESOURCES REQUIREMENT

As Published: 2015

IPRU-INV 14.5 GROUP FINANCIAL RESOURCES REQUIREMENT

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

CASS 11.12 CASS 11 resolution pack

As Published: 2014

CASS 11.12 CASS 11 resolution pack

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

RCB 2.1 Application and purpose of chapter

As Published: 2008

RCB 2.1 Application and purpose of chapter

MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

DTR 2.7 Dealing with rumours

As Published: 2016

DTR 2.7 Dealing with rumours

DTR 1.3 Information gathering and publication

As Published: 2016

DTR 1.3 Information gathering and publication

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

LR 12.3 Purchase from a related party

As Published: 2018

LR 12.3 Purchase from a related party

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

As Published: 2014

CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees